Chapter 13
The Basics of NumPy Arrays

This notebook contains an excerpt from the Python Data Science Handbook by Jake VanderPlas; the content is available on GitHub.
The text is released under the CC-BY-NC-ND license, and code is released under the MIT license. If you find this content useful, please consider supporting the work by buying the book!
The Basics of NumPy Arrays
Data manipulation in Python is nearly synonymous with NumPy array manipulation: even newer tools like Pandas (Chapter 3) are built around the NumPy array. This section will present several examples of using NumPy array manipulation to access data and subarrays, and to split, reshape, and join the arrays. While the types of operations shown here may seem a bit dry and pedantic, they comprise the building blocks of many other examples used throughout the book. Get to know them well!
We'll cover a few categories of basic array manipulations here:
- Attributes of arrays: Determining the size, shape, memory consumption, and data types of arrays
- Indexing of arrays: Getting and setting the value of individual array elements
- Slicing of arrays: Getting and setting smaller subarrays within a larger array
- Reshaping of arrays: Changing the shape of a given array
- Joining and splitting of arrays: Combining multiple arrays into one, and splitting one array into many
NumPy Array Attributes
First let's discuss some useful array attributes. We'll start by defining three random arrays, a one-dimensional, two-dimensional, and three-dimensional array. We'll use NumPy's random number generator, which we will seed with a set value in order to ensure that the same random arrays are generated each time this code is run:
import numpy as np
np.random.seed(0) # seed for reproducibility
x1 = np.random.randint(10, size=6) # One-dimensional array
x2 = np.random.randint(10, size=(3, 4)) # Two-dimensional array
x3 = np.random.randint(10, size=(3, 4, 5)) # Three-dimensional arrayEach array has attributes ndim (the number of dimensions), shape (the size of each dimension), and size (the total size of the array):
print("x3 ndim: ", x3.ndim)
print("x3 shape:", x3.shape)
print("x3 size: ", x3.size)Output
x3 ndim: 3 x3 shape: (3, 4, 5) x3 size: 60
Another useful attribute is the dtype, the data type of the array (which we discussed previously in Understanding Data Types in Python):
print("dtype:", x3.dtype)Output
dtype: int64
Other attributes include itemsize, which lists the size (in bytes) of each array element, and nbytes, which lists the total size (in bytes) of the array:
print("itemsize:", x3.itemsize, "bytes")
print("nbytes:", x3.nbytes, "bytes")Output
itemsize: 8 bytes nbytes: 480 bytes
In general, we expect that nbytes is equal to itemsize times size.
Array Indexing: Accessing Single Elements
If you are familiar with Python's standard list indexing, indexing in NumPy will feel quite familiar. In a one-dimensional array, the value (counting from zero) can be accessed by specifying the desired index in square brackets, just as with Python lists:
x1Output
array([5, 0, 3, 3, 7, 9])
x1[0]Output
5
x1[4]Output
7
To index from the end of the array, you can use negative indices:
x1[-1]Output
9
x1[-2]Output
7
In a multi-dimensional array, items can be accessed using a comma-separated tuple of indices:
x2Output
array([[3, 5, 2, 4],
[7, 6, 8, 8],
[1, 6, 7, 7]])x2[0, 0]Output
3
x2[2, 0]Output
1
x2[2, -1]Output
7
Values can also be modified using any of the above index notation:
x2[0, 0] = 12
x2Output
array([[12, 5, 2, 4],
[ 7, 6, 8, 8],
[ 1, 6, 7, 7]])Keep in mind that, unlike Python lists, NumPy arrays have a fixed type. This means, for example, that if you attempt to insert a floating-point value to an integer array, the value will be silently truncated. Don't be caught unaware by this behavior!
x1[0] = 3.14159 # this will be truncated!
x1Output
array([3, 0, 3, 3, 7, 9])
Array Slicing: Accessing Subarrays
Just as we can use square brackets to access individual array elements, we can also use them to access subarrays with the slice notation, marked by the colon (:) character.
The NumPy slicing syntax follows that of the standard Python list; to access a slice of an array x, use this:
x[start:stop:step]If any of these are unspecified, they default to the values start=0, stop=size of dimension, step=1.
We'll take a look at accessing sub-arrays in one dimension and in multiple dimensions.
One-dimensional subarrays
x = np.arange(10)
xOutput
array([0, 1, 2, 3, 4, 5, 6, 7, 8, 9])
x[:5] # first five elementsOutput
array([0, 1, 2, 3, 4])
x[5:] # elements after index 5Output
array([5, 6, 7, 8, 9])
x[4:7] # middle sub-arrayOutput
array([4, 5, 6])
x[::2] # every other elementOutput
array([0, 2, 4, 6, 8])
x[1::2] # every other element, starting at index 1Output
array([1, 3, 5, 7, 9])
A potentially confusing case is when the step value is negative.
In this case, the defaults for start and stop are swapped.
This becomes a convenient way to reverse an array:
x[::-1] # all elements, reversedOutput
array([9, 8, 7, 6, 5, 4, 3, 2, 1, 0])
x[5::-2] # reversed every other from index 5Output
array([5, 3, 1])
Multi-dimensional subarrays
Multi-dimensional slices work in the same way, with multiple slices separated by commas. For example:
x2Output
array([[12, 5, 2, 4],
[ 7, 6, 8, 8],
[ 1, 6, 7, 7]])x2[:2, :3] # two rows, three columnsOutput
array([[12, 5, 2],
[ 7, 6, 8]])x2[:3, ::2] # all rows, every other columnOutput
array([[12, 2],
[ 7, 8],
[ 1, 7]])Finally, subarray dimensions can even be reversed together:
x2[::-1, ::-1]Output
array([[ 7, 7, 6, 1],
[ 8, 8, 6, 7],
[ 4, 2, 5, 12]])Accessing array rows and columns
One commonly needed routine is accessing of single rows or columns of an array.
This can be done by combining indexing and slicing, using an empty slice marked by a single colon (:):
print(x2[:, 0]) # first column of x2Output
[12 7 1]
print(x2[0, :]) # first row of x2Output
[12 5 2 4]
In the case of row access, the empty slice can be omitted for a more compact syntax:
print(x2[0]) # equivalent to x2[0, :]Output
[12 5 2 4]
Subarrays as no-copy views
One important–and extremely useful–thing to know about array slices is that they return views rather than copies of the array data. This is one area in which NumPy array slicing differs from Python list slicing: in lists, slices will be copies. Consider our two-dimensional array from before:
print(x2)Output
[[12 5 2 4] [ 7 6 8 8] [ 1 6 7 7]]
Let's extract a subarray from this:
x2_sub = x2[:2, :2]
print(x2_sub)Output
[[12 5] [ 7 6]]
Now if we modify this subarray, we'll see that the original array is changed! Observe:
x2_sub[0, 0] = 99
print(x2_sub)Output
[[99 5] [ 7 6]]
print(x2)Output
[[99 5 2 4] [ 7 6 8 8] [ 1 6 7 7]]
This default behavior is actually quite useful: it means that when we work with large datasets, we can access and process pieces of these datasets without the need to copy the underlying data buffer.
Creating copies of arrays
Despite the nice features of array views, it is sometimes useful to instead explicitly copy the data within an array or a subarray. This can be most easily done with the copy() method:
x2_sub_copy = x2[:2, :2].copy()
print(x2_sub_copy)Output
[[99 5] [ 7 6]]
If we now modify this subarray, the original array is not touched:
x2_sub_copy[0, 0] = 42
print(x2_sub_copy)Output
[[42 5] [ 7 6]]
print(x2)Output
[[99 5 2 4] [ 7 6 8 8] [ 1 6 7 7]]
Reshaping of Arrays
Another useful type of operation is reshaping of arrays.
The most flexible way of doing this is with the reshape method.
For example, if you want to put the numbers 1 through 9 in a grid, you can do the following:
grid = np.arange(1, 10).reshape((3, 3))
print(grid)Output
[[1 2 3] [4 5 6] [7 8 9]]
Note that for this to work, the size of the initial array must match the size of the reshaped array.
Where possible, the reshape method will use a no-copy view of the initial array, but with non-contiguous memory buffers this is not always the case.
Another common reshaping pattern is the conversion of a one-dimensional array into a two-dimensional row or column matrix.
This can be done with the reshape method, or more easily done by making use of the newaxis keyword within a slice operation:
x = np.array([1, 2, 3])
# row vector via reshape
x.reshape((1, 3))Output
array([[1, 2, 3]])
# row vector via newaxis
x[np.newaxis, :]Output
array([[1, 2, 3]])
# column vector via reshape
x.reshape((3, 1))Output
array([[1],
[2],
[3]])# column vector via newaxis
x[:, np.newaxis]Output
array([[1],
[2],
[3]])We will see this type of transformation often throughout the remainder of the book.
Array Concatenation and Splitting
All of the preceding routines worked on single arrays. It's also possible to combine multiple arrays into one, and to conversely split a single array into multiple arrays. We'll take a look at those operations here.
Concatenation of arrays
Concatenation, or joining of two arrays in NumPy, is primarily accomplished using the routines np.concatenate, np.vstack, and np.hstack.
np.concatenate takes a tuple or list of arrays as its first argument, as we can see here:
x = np.array([1, 2, 3])
y = np.array([3, 2, 1])
np.concatenate([x, y])Output
array([1, 2, 3, 3, 2, 1])
You can also concatenate more than two arrays at once:
z = [99, 99, 99]
print(np.concatenate([x, y, z]))Output
[ 1 2 3 3 2 1 99 99 99]
It can also be used for two-dimensional arrays:
grid = np.array([[1, 2, 3],
[4, 5, 6]])# concatenate along the first axis
np.concatenate([grid, grid])Output
array([[1, 2, 3],
[4, 5, 6],
[1, 2, 3],
[4, 5, 6]])# concatenate along the second axis (zero-indexed)
np.concatenate([grid, grid], axis=1)Output
array([[1, 2, 3, 1, 2, 3],
[4, 5, 6, 4, 5, 6]])For working with arrays of mixed dimensions, it can be clearer to use the np.vstack (vertical stack) and np.hstack (horizontal stack) functions:
x = np.array([1, 2, 3])
grid = np.array([[9, 8, 7],
[6, 5, 4]])
# vertically stack the arrays
np.vstack([x, grid])Output
array([[1, 2, 3],
[9, 8, 7],
[6, 5, 4]])# horizontally stack the arrays
y = np.array([[99],
[99]])
np.hstack([grid, y])Output
array([[ 9, 8, 7, 99],
[ 6, 5, 4, 99]])Similary, np.dstack will stack arrays along the third axis.
Splitting of arrays
The opposite of concatenation is splitting, which is implemented by the functions np.split, np.hsplit, and np.vsplit. For each of these, we can pass a list of indices giving the split points:
x = [1, 2, 3, 99, 99, 3, 2, 1]
x1, x2, x3 = np.split(x, [3, 5])
print(x1, x2, x3)Output
[1 2 3] [99 99] [3 2 1]
Notice that N split-points, leads to N + 1 subarrays.
The related functions np.hsplit and np.vsplit are similar:
grid = np.arange(16).reshape((4, 4))
gridOutput
array([[ 0, 1, 2, 3],
[ 4, 5, 6, 7],
[ 8, 9, 10, 11],
[12, 13, 14, 15]])upper, lower = np.vsplit(grid, [2])
print(upper)
print(lower)Output
[[0 1 2 3] [4 5 6 7]] [[ 8 9 10 11] [12 13 14 15]]
left, right = np.hsplit(grid, [2])
print(left)
print(right)Output
[[ 0 1] [ 4 5] [ 8 9] [12 13]] [[ 2 3] [ 6 7] [10 11] [14 15]]
Similarly, np.dsplit will split arrays along the third axis.
